Bring your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Executive Director for Retail Alternatives Investment Funds within the Asset Management Compliance team, you will serve as the Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance for registered closed-end funds in alternative investment strategies in private market investments. You will lead regulatory and compliance risk oversight for some of the most complex and dynamic fund structures in the industry as Chief Compliance Officer, working closely with the Board and cross-functional stakeholders. You will join a team of seasoned Compliance Conduct and Operational Risk (CCOR) professionals supporting J.P. Morgan's Asset Management business on a collaborative team where precision, influence, and strategic thinking matter. You will need to thrive in a complex environment, communicate with clarity, and execute with purpose. You will be part of a mission-driven team that values curiosity, accountability, and enterprise perspective. Job Responsibilities:
- Serve as Chief Compliance Officer of a registered investment fund focused on alternative strategies and advise the investment groups responsible for the fund's strategies.
- Advise on regulatory matters related to fund formation, valuation, investment restrictions, conflicts, and disclosures.
- Lead compliance program design and operation under Rule 38a-1, including testing, reporting, and documentation.
- Prepare and present Board-facing reports and updates related to compliance oversight and material issues.
- Collaborate with legal, product, risk, and operations teams to resolve complex regulatory issues.
- Identify, escalate, and respond to potential compliance risks or control gaps in fund operations.
- Maintain working knowledge of SEC rules applicable to closed-end funds, tender offers, and affiliated transactions.
- Guide the annual compliance review process, including planning, execution, and delivery of findings.
- Build and sustain strong partnerships with internal stakeholders to align compliance guidance with business objectives.
- Track emerging regulatory developments and assess their impact on fund operations and strategy.
- Mentor and support colleagues with less experience in alternative fund structures or compliance leadership.
