Blackstone is the world's largest alternative asset manager. The VP of Marketing & Distribution Compliance will serve as a member of the compliance team focusing on regulatory compliance issues related to marketing and investor/third-party communications. Responsibilities include reviewing marketing materials, supervising staff in compliance reviews, advising on legal matters concerning investor suitability and marketing registration, developing policies and training materials, assessing regulatory risks, and assisting with legal and compliance team matters globally.
Responsibilities
- Review investor and third-party communications and fundraising materials from a legal, regulatory, and compliance perspective.
- Supervise and train staff on marketing compliance reviews.
- Manage Legal and Compliance relationships with business lines and related products.
- Attend client meetings to discuss products and address questions.
- Advise on legal and compliance requests related to existing investors.
- Develop internal policies and procedures regarding marketing and compliance matters.
- Develop educational materials and training on marketing and fundraising regulations.
- Assess current and prospective regulatory risk through research and industry interaction.
- Assist with other day-to-day legal and compliance matters.
Qualifications
- 8+ years of experience at a law firm and/or investment management firm.
- Prior compliance experience and a J.D. degree required.
- Strong understanding of the Advisers Act and FINRA regulations preferred.
- Knowledge of hedge funds and drawdown funds is a plus.
- Strong analytical, project management, and communication skills.
- Ability to work independently and as part of a team with strong organizational abilities.
- May require work outside regular business hours.
