Regulatory Reporting Associate

A Career with Point72's Regulatory Reporting Team

Point72's Regulatory Reporting department's global mandate is to provide governance across all regulatory filings and obligations for the firm, including but not limited to ensuring completeness of the global inventory of filings, instituting process and workflow controls, facilitating the creation of policies and procedures, and providing process measurement reporting. The department is responsible for preparing reports, generating and coordinating responses for larger cross-departmental filings, managing external vendor relationships, oversight of Technology supporting regulatory filings, evaluating automation options, and administering data standards. The various regulators include but are not limited to the Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), National Futures Association (NFA), Federal Reserve/Treasury, Securities and Futures Commission (SFC), Kanto Finance Bureau (KFB), Financial Conduct Authority (FCA), and Monetary Authority of Singapore (MAS).

What you'll do

• Support the preparation and review of filing responses for various regulators (e.g., SEC, NFA, FCA, MAS)
• Execute MiFID II transaction reporting obligations, including monitoring, validation, and remediation of reporting issues across relevant asset classes
• Gather requirements, perform functional and data analysis, and contribute to the development of functional and technical specifications for regulatory reporting processes
• Partner with business teams to clearly document requirements and workflows for regulations
• Contribute to the maintenance and improvement of the team's controls framework
• Conduct class action lawsuit analysis as required
• Respond to Compliance inquiries and regulatory data requests with timely, >What We Do - Point72.

  Our Warsaw office gives us access to world-class talent with a reputation for excellence and innovation. We're looking to build an office of subject-matter experts whose fresh perspectives will help evolve our infrastructure and advance the capabilities of our teams. Learn more at https://point72.com/locations/warsaw-office/