About Vanguard
Founded in 1975, Vanguard is one of the world's leading investment management companies offering investments, advice, and retirement services globally.
Role Summary:
This role provides strategic leadership in compliance risk management, developing and maintaining comprehensive compliance programs, responding to regulatory changes, and implementing policies and procedures to protect Vanguard's reputation.
Responsibilities:
- Manage and develop compliance team members including hiring and performance evaluations.
- Define and implement compliance risk management frameworks and oversee monitoring and investigations.
- Coordinate regulatory visits and serve as liaison with regulatory agencies.
- Develop compliance policies and ensure consistent implementation across the enterprise.
- Identify and resolve compliance issues, develop corrective action plans and report outcomes.
- Set standards for operational efficiency and manage compliance reporting and record-keeping.
- Support business initiatives and new product launches with compliance strategies.
- Maintain expert knowledge of investment industry regulations and act as resource for compliance issues.
- Ensure alignment with Indian laws and global compliance standards.
- Support governance, audit oversight, and legal documentation including litigation support.
Qualifications:
- Minimum 8 years relevant experience with supervisory experience.
- Qualifications like Chartered Accountant, MBA, or equivalent in finance, law, or risk management.
- Extensive knowledge of compliance regulations and risk frameworks internationally and domestically.
- Experience in policy design, regulatory liaison, audits, and governance reporting.
- Strong skills in data interpretation, compliance analytics, communication, and risk reporting tools.
Location:
Hyderabad, Telangana, India at Vanguard's India office.
Work Environment:
Hybrid working model combining flexibility with in-person collaboration to support a mission-driven culture.
